SEBI
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- Formulation of price bands for the first day of trading pursuant to IPO, re-listing etc. in normal trading session
- Advertisement code for RAs and IAs
- Usage of Brand Name / Trade Name by IAs or RAs
- Operational Guidance on amendments to SEBI Buy-Back Regulations
- Book closure and record date reporting on NEAPS
- Additional disclosures in Annual Secretarial Compliance Report (ASCR) by PCS
- Master Circular on Takeover Regulations
- Issue Summary Document – introduced
- Extension of relaxation for sending hard copies of documents
- Amendments to LODR
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- Foreign Investment in AIFs
- Updated Operational Circular- Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper
- Clarification on Scheme of Arrangement by NCD/NCRPS listed entities (‘debt listed entities’)
- Amendments to LODR
- Amendments to SEBI (AIF) Regulations
- Applicability of SEBI (PIT) Regulations extended to Mutual Funds
- Governing Council for SSE
- Maintenance of status after reclassification – Extended
- Framework for Social Stock Exchange
- FTP (2015-20) extended for 6 months
- SEBI Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/106 dtd August 04, 2022
- SEBI Circular no. SEBI/HO/ISD/ISD-SEC-4/P/CIR/2022/107 dt August 05, 2022
- SEBI Circular no. SEBI/HO/AFD-1/PoD/CIR/P/2022/108 dt August 17,2022
- Social Stock Exchange – new chapter inserted in ICDR Regulations
- New chapter in LODR Regulations for Social Enterprises
- Extension of timeline
- Levy of GST on fees payable to SEBI
- SEBI (Collective Investment Schemes) (Amendment) Regulations, 2022
- Annual report to shareholders
- Annual report to holders of Non-Convertible Securities
- Simplification and Standardization of process for Transmission of Securities
- Streamlining the process of Rights Issue
- Revised format of security cover certificate, monitoring and revision in timelines- Non-Convertible Securities
- Clarification on validity of omnibus shareholders’ approval for material RPTs under LODR
- “Asset Cover” replaced with “Security Cover” under LODR
- Clarification on RPT by NSE
- Revised procedure for transmission of shares
- Separation of Roles of CEO/MD and Chairperson
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- Amendment to SEBI (AIF) Regulation, 2012
- Amendment to ICDR Regulations w.r.t. Rights Issue
- Extension of certain relaxation w.r.t. VC/OAVM General meetings
- Revised disclosures under PIT Regulations
- Code of conduct for MIIs
- Non- cash mode for Rights Issue available till 30.09.2021
- SEBI (LODR) – Amendments
- SEBI (LODR) – Amendments
- Extended due dates under LODR
- SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2021
- SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2021
- Increased limit for overseas investment by AIFs/VCFs
- Compliance Report on Corporate Governance
- Increased overseas investment limits – Mutual Funds
- SEBI BM Press release
- SEBI BM Press release
- Revised Framework for Regulatory Sandbox
- Minimum vesting period of ESOPs and SARs – relaxed in case of death of employees
- System Driven Disclosures now applicable for debt securities as well
- Ministry of MSME: Extended period for Udyam Registration
- Additional disclosure to SE by Cos undergoing CIRP
- Extension of time AGM – top 1000 listed entities
- SEBI (LODR)(Third Amendment) Regulations, 2021
- SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- Disclosure of shareholding pattern of promoter(s) and promoter group entities
- Submission of reports in XBRL mode by Debt issuers
- Applicable LODR disclosures for NCSLC’s
- Amendments approved in SEBI Meeting
- Online SCORES mechanism for obtaining login credentials
- Revised Audit Report and Limited Review Report formats
- Revised formats for financial statements
- More stringent norms for RPT disclosure
- More stringent norms for RPT disclosure
- Additional disclosure to AC and shareholders for RPTs
- Additional disclosures w.r.t. filing of Scheme of Arrangement
- Extension of timeline for conducting Annual Meeting and other meetings for REITs and InvITs through VC
- SEBI Circular to Registrar & Share Transfer Agents
- SEBI Circular to Merchant Bankers for issuance in primary markets by REITs and InvITs
- SEBI Circular to Debenture Trustees
- SEBI Circular to Stock Brokers
- SEBI Circular to Alternate Investment Funds
- SEBI Circular to Mutual Funds
- SEBI Circular to Portfolio Managers
- SEBI Circular to Research Analysts
- SEBI Circular to Investment Advisers
- SEBI Circular to Merchant Bankers in connection with Private Placement of units by InvITs
- SEBI Circular to Custodians and Designated Depository Participants
- Revised Penal provisions for Non-Compliance of Continual Disclosures
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- Formulation of price bands for the first day of trading pursuant to IPO, re-listing etc. in normal trading session
- Advertisement code for RAs and IAs
- Usage of Brand Name / Trade Name by IAs or RAs
- Operational Guidance on amendments to SEBI Buy-Back Regulations
- Book closure and record date reporting on NEAPS
- Additional disclosures in Annual Secretarial Compliance Report (ASCR) by PCS
- Master Circular on Takeover Regulations
- Issue Summary Document – introduced
- Extension of relaxation for sending hard copies of documents
- Amendments to LODR
- Foreign Investment in AIFs
- Updated Operational Circular- Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper
- Clarification on Scheme of Arrangement by NCD/NCRPS listed entities (‘debt listed entities’)
- Amendments to LODR
- Amendments to SEBI (AIF) Regulations
- Applicability of SEBI (PIT) Regulations extended to Mutual Funds
- Governing Council for SSE
- Maintenance of status after reclassification – Extended
- Framework for Social Stock Exchange
- FTP (2015-20) extended for 6 months
- SEBI Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/106 dtd August 04, 2022
- SEBI Circular no. SEBI/HO/ISD/ISD-SEC-4/P/CIR/2022/107 dt August 05, 2022
- SEBI Circular no. SEBI/HO/AFD-1/PoD/CIR/P/2022/108 dt August 17,2022
- Social Stock Exchange – new chapter inserted in ICDR Regulations
- New chapter in LODR Regulations for Social Enterprises
- Extension of timeline
- Levy of GST on fees payable to SEBI
- SEBI (Collective Investment Schemes) (Amendment) Regulations, 2022
- Annual report to shareholders
- Annual report to holders of Non-Convertible Securities
- Simplification and Standardization of process for Transmission of Securities
- Streamlining the process of Rights Issue
- Revised format of security cover certificate, monitoring and revision in timelines- Non-Convertible Securities
- Clarification on validity of omnibus shareholders’ approval for material RPTs under LODR
- “Asset Cover” replaced with “Security Cover” under LODR
- Clarification on RPT by NSE
- Revised procedure for transmission of shares
- Separation of Roles of CEO/MD and Chairperson
- Formats for RPT disclosures for high value debt listed entities
- Compliance Certificate under ICDR can be issued by Practicing CS
- Amendments to LODR Regulations
- Extension of timeline for conducting Annual Meeting and other meetings for REITs and InvITs through VC
- SEBI Circular to Registrar & Share Transfer Agents
- SEBI Circular to Merchant Bankers for issuance in primary markets by REITs and InvITs
- SEBI Circular to Debenture Trustees
- SEBI Circular to Stock Brokers
- SEBI Circular to Alternate Investment Funds
- SEBI Circular to Mutual Funds
- SEBI Circular to Portfolio Managers
- SEBI Circular to Research Analysts
- SEBI Circular to Investment Advisers
- SEBI Circular to Merchant Bankers in connection with Private Placement of units by InvITs
- SEBI Circular to Custodians and Designated Depository Participants
- Revised Penal provisions for Non-Compliance of Continual Disclosures
- More stringent norms for RPT disclosure
- Additional disclosure to AC and shareholders for RPTs
- Additional disclosures w.r.t. filing of Scheme of Arrangement
- Online SCORES mechanism for obtaining login credentials
- Revised Audit Report and Limited Review Report formats
- Revised formats for financial statements
- Submission of reports in XBRL mode by Debt issuers
- Applicable LODR disclosures for NCSLC’s
- Amendments approved in SEBI Meeting
- Open Notification No. SEBI/HO/CFD/CMD/CIR/P/2021/616. dtd. 13.08.2021
- SEBI (LODR)(Third Amendment) Regulations, 2021
- SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- Extension of time AGM – top 1000 listed entities
- Additional disclosure to SE by Cos undergoing CIRP
- SEBI BM Press release
- Revised Framework for Regulatory Sandbox
- Minimum vesting period of ESOPs and SARs – relaxed in case of death of employees
- System Driven Disclosures now applicable for debt securities as well
- Compliance Report on Corporate Governance
- Increased overseas investment limits – Mutual Funds
- Increased limit for overseas investment by AIFs/VCFs
- Business Responsibility And Sustainability Reporting
- SEBI (LODR) – Amendments
- Extended due dates under LODR
- SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2021
- Non- cash mode for Rights Issue available till 30.09.2020
- Revised disclosures under PIT Regulations
- Amendment to SEBI (AIF) Regulation, 2012
- Master Circular on Scheme of Arrangements by Listed Entities
- Single login for e-voting
- UPI added as payment mode
- Uniform fine structure – non-compliance of continuous disclosure- NCRS & NCDs
- Investor Grievance Redressal Mechanism
- SCORES- promoter to replace promoter group
- Creation of Recovery Expense Fund by issuers of debt securities
- SEBI (LODR) (Third Amendment) Regulations, 2020
- EGMs through VC/ OAVM for unit holders of REITs and InvITs- Extended
- Timeline for listing of securities issued on Private Placement
- FPIs can now write off unsold shares!
- System driven disclosures under PIT Regulations – Amended
- Re-lodgement of transfer requests for shares – extended up to 31.03.2021
- System driven disclosures under PIT Regulations – Amended
- Re-lodgement of transfer requests for shares – extended up to 31.03.2021
- Handling SCORES complaints and SOP for non-redressal
- Clarifications for MSME registration
- Extension of due date – submission of quarterly / half yearly / annual
- SEBI (Prevention of Insider Trading) (Amendment) Regulations
- SEBI (Prevention of Insider Trading) (Amendment) Regulations
- Exit opportunity for dissenting unit holders – Infra InvITs & REIT
- Exit opportunity for dissenting unit holders – Infra InvITs & REIT
- Listing of NCDs, NCRPs & CPs – financials older than 6 months permitted
- Relaxations w.r.t. Takeover and Buy back – Extended
- Relaxations for Rights Issue under ICDR regulations – Extended
- RTA – “collecting agent” of stamp duty on issue, transfer & sale of units of AIFs
- AGM through VC or OAVM for InvITs and REITs
- Extension of due date – submission of Annual Secretarial Compliance Report
- Extension of due date – filing of quarterly and half year financials
- 120 days gap between 2 Board/Audit Committee meetings – Relaxed
- Extension of due date – Regulatory filings for AIFs & VCFs
- Extension of due date – NCDs, NCRPS, CPs
- Faster Track FPO – Amendments
- Relaxations w.r.t. Takeover and Buy back
- LODR disclosure based on application of materiality guidelines
- Relaxation of penal action against non-compliance of MPS
- SEBI (LODR) Relaxations – COVID-19
- Relaxations for Rights Issue under ICDR regulations
- Relaxations for Rights Issue under ICDR regulations
- Reduced restriction period for raising capital after buy back
- Extended validity of SEBI observations & increased threshold for filing of fresh offer document
- SEBI (LODR) relaxations
- Extension of due date for holding AGM – Companies having FY ended 31.12.2019
- Delay in payment of interest principal due to lockdown not a default
- Extension of timeline for compliances
- Extension of due dates- SEBI
- Equity shares with superior rights issued to promoter
- Disclosure Standards for AIFs
- SEBI (LODR) (Amendment) Regulations, 2020
- Rights Issue by InvITs and REITs
- Streamling the process of Rights Issue
- Non- compliance of Listing Regulations
- Reporting deviation or variation Ц usage of NCDs and NCRPs
- Updating Information on BSE website
- Accidental omission of Notice of General Meeting – Sreeni
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- Statement of Deviation and Variation in utilisation of funds raised by listed entities
- MF investments in the name of minor- process changes
- Extension of due-CRA-4
- Struck-off companies- freezing of bank accounts
- Changes in Schedule IV of SEBI (ICDR) Regulations, 2019
- Enhanced Due Diligence for Dematerialization of Physical Securities
- Modified SBO Disclosure to SEBI
- Furnishing of PAN for transfer of listed Equity Shares by NRI / OCI – relaxed
- Reporting for AI & ML used by MIIs
- Recognition to PCS under SEBI LODR – Compulsory Secretarial Audit
- Transmission of Securities in Demat form
- Reporting of AI and ML used by stock market intermediaries
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- Issue of Debt Securities through EBP
- Compensation to Retail Individual Investors in an IPO
- SEBI mandates Debt Securities by Large Corporates
- Reasons for delay in financial results disclosure
- SEBI Updates
- SEBI Regulations
- Monitoring of Foreign Investment limits in listed Indian companies
- Minimum public shareholding in listed entities
- IBBI Fast Track process Amended_1
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- Start ups may get SEBI fund boost
- Penalty for companies without woman director
- Disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015-1
- Disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015-2
- SEBI Listing Regulations, 2015 notified
- Uniform Listing Agreement by SEBI
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- Default in loan / interest – Disclosure by Listed entities
- Disclosure of Public Shareholding in demat form
- FAQs on SEBI (Delisting of Equity Shares) Regulations, 2009
- FAQs on SEBI (Alternative Investment Funds) Regulations, 2012
- Circular on Mutual Funds
- FAQs by SEBI
- Revised formats for implementation of IND AS by listed entities
- PCS certification acceptable
- SEBI Listing Regulations, 2015 notified
- Start-ups may get SEBI fund boost
- Penalty for companies without woman director
- Bangalore Stock Exchange Limited no more – Pressrelease
- Bangalore Stock Exchange Limited no more – order
- SEBI (Prohibition of Insider Trading) Regulations, 2014
- Additional_provisions_to_Public_Issue_of_Debt_securities
- New Corporate Governance Norms by SEBI
- Clarification on public issue of Equity Shares